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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-03-20
TX RA APPROVED_RES 2015-02-10
CA RA APPROVED 2011-12-20
  • ID RA
    APPROVED
    Since 2025-03-20
  • TX RA
    APPROVED_RES
    Since 2015-02-10
  • CA RA
    APPROVED
    Since 2011-12-20

Branch Locations

3390 University Avenue, Riverside, CA 92501 • United States

75 280 Highway 111, Indian Wells, CA 92210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Indian Wells CA 10/2011 Present
  • 10/2011 → Present
    Ubs Financial Services
    Indian Wells, CA
Other Businesses

Boys and Girls Club of Coachella Valley / 42-600 Cook Street, Suite 120 Palm Desert,CA 92211 / Foundation/ Charities, Cultural, Educational & Political Organisations / Childrens Charity / Member of a committee representing the interests of any third party/parties with a relationship with the organization (i.e. Creditor's Committee) / / Serve on Golf Tournament Committee as Tournament Prize Chairman / Start Date 10/24/2016 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-19
  • S66 Uniform Combined State Law Examination
    2011-12-19

View on SEC IAPD

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