Christian Thomas Goldman

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-12-12

CA RA
APPROVED

Since 2011-12-12

Branch Locations

3765 Tyler St, Riverside, CA 92503 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, N.A.	Fontana	CA	03/2009	Present
Wells Fargo Advisors, Llc	Fontana	CA	10/2011	11/2016
Wells Fargo Clearing Services, Llc	Fontana	CA	11/2016	Present

03/2009 → Present

Wells Fargo Bank, N.A.

Fontana, CA
10/2011 → 11/2016

Wells Fargo Advisors, Llc

Fontana, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Fontana, CA

Other Businesses

NOTARY PUBLIC, NOT INVESTMENT RELATED, JURUPA VALLEY, CA, START DATE 10/17/2023, 1 HOUR PER MONTH, 0 DURING TRADING HOURS, NOTARIZE DOCUMENTS OUTSIDE OF WORK.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-08

S66 Uniform Combined State Law Examination

2011-12-08

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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