Christian Thomas Goldman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-12-12

CA RA
APPROVED

Since 2011-12-12

Branch Locations

3765 Tyler St, Riverside, CA 92503 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, N.A.	Fontana	CA	03/2009	Present
Wells Fargo Advisors, Llc	Fontana	CA	10/2011	11/2016
Wells Fargo Clearing Services, Llc	Fontana	CA	11/2016	Present

03/2009 → Present

Wells Fargo Bank, N.A.

Fontana, CA
10/2011 → 11/2016

Wells Fargo Advisors, Llc

Fontana, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Fontana, CA

Other Businesses

NOTARY PUBLIC, NOT INVESTMENT RELATED, JURUPA VALLEY, CA, START DATE 10/17/2023, 1 HOUR PER MONTH, 0 DURING TRADING HOURS, NOTARIZE DOCUMENTS OUTSIDE OF WORK.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-08

S66 Uniform Combined State Law Examination

2011-12-08

View on SEC IAPD

Employer firm

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Nearby Firms

Nearby Investors

Nearby Offices

Reviews