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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-10
MO RA APPROVED 2011-12-19
  • TX RA
    APPROVED_RES
    Since 2024-01-10
  • MO RA
    APPROVED
    Since 2011-12-19

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

St Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Frontenac MO 09/2011 11/2016
Wells Fargo Clearing Services, Llc Frontenac MO 11/2016 Present
Previous Registrations
Other Businesses

TK HOLDINGS, LLC; INV RELATED; ST LOUIS, MO; RENTAL PROPERTY; 40% OWNERSHIP; START: 1/1/13; 20 HRS/MO; 0 DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; ST. LOUIS,MO; 34% OWNERSHIP; START DATE 09/01/2016; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HELPING MAINTAIN THE PROPERTY. RENTAL PROPERTY; INVESTMENT RELATED; ST. LOUIS,MO; 80% OWNERSHIP; START DATE 12/01/2013; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HELPING MAINTAIN THE PROPERTY. RENTAL PROPERTY; INVESTMENT RELATED; ST. LOUIS,MO; 30% OWNERSHIP; START DATE 10/01/2013; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HELPING MAINTAIN THE PROPERTY. RENTAL PROPERTY; INVESTMENT RELATED; ST. LOUIS,MO; 40% OWNERSHIP; START DATE 06/01/2013; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HELPING MAINTAIN THE PROPERTY. RENTAL PROPERTY; INVESTMENT RELATED; ST. LOUIS,MO; 30% OWNERSHIP; START DATE 09/01/2013; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HELPING MAINTAIN THE PROPERTY. RENTAL PROPERTY; INVESTMENT RELATED; ST. LOUIS,MO; 40% OWNERSHIP; START DATE 02/01/2013; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HELPING MAINTAIN THE PROPERTY. RENTAL PROPERTY; INVESTMENT RELATED; ST. LOUIS,MO; 33% OWNERSHIP; START DATE 09/01/2016; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HELPING MAINTAIN THE PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-16
  • S66 Uniform Combined State Law Examination
    2011-12-16

View on SEC IAPD

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