Michael Chan

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-12-02
CA	RA	APPROVED	2017-03-08

TX RA
APPROVED_RES

Since 2019-12-02
CA RA
APPROVED

Since 2017-03-08

Branch Locations

495 S Mathilda Ave, Sunnyvale, CA 94086 • United States

10381 S De Anza Blvd, Cupertino, CA 95014 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities	Saratoga	CA	10/2012	03/2017
U.S. Bancorp Advisors, Llc	Cupertino	CA	03/2017	Present

10/2012 → 03/2017

Jp Morgan Securities

Saratoga, CA
03/2017 → Present

U.S. Bancorp Advisors, Llc

Cupertino, CA

Previous Registrations

2012-10-23 → 2017-03-22

J.P. Morgan Securities Llc

Saratoga, CA

Saratoga, CA

San Jose, CA

San Jose, CA

Saratoga, CA
2011-12-23 → 2012-10-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-21

S66 Uniform Combined State Law Examination

2011-12-21

Other Names

Michael Chan

View on SEC IAPD

Current Employers

U.S. Bancorp Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews