Wendy Lynn Nicholsen

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-10-02
CA	RA	APPROVED	2014-08-04

TX RA
APPROVED_RES

Since 2023-10-02
CA RA
APPROVED

Since 2014-08-04

Branch Locations

1450 Fashion Island Boulevard Suite 300, San Mateo, CA 94404 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	San Mateo	CA	07/2014	Present

07/2014 → Present

Fisher Investments

San Mateo, CA

Previous Registrations

2005-11-22 → 2011-01-12

Fisher Investments

Plano, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-08-04
S63	Uniform Securities Agent State Law Examination	2003-02-08

S65 Uniform Investment Adviser Law Examination

2014-08-04
S63 Uniform Securities Agent State Law Examination

2003-02-08

View on SEC IAPD

Current Employers

Fisher Investments

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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