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1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-08-03 |
| FL | RA | APPROVED | 2026-06-25 |
| AZ | RA | APPROVED | 2026-06-18 |
| MA | RA | APPROVED | 2026-06-09 |
| NV | RA | APPROVED | 2026-05-12 |
| UT | RA | APPROVED | 2026-05-12 |
| CA | RA | APPROVED | 2026-05-11 |
| CO | RA | APPROVED | 2026-05-11 |
| CT | RA | APPROVED | 2026-05-11 |
| DE | RA | APPROVED | 2026-05-11 |
| IL | RA | APPROVED | 2026-05-11 |
| KS | RA | APPROVED | 2026-05-11 |
| KY | RA | APPROVED | 2026-05-11 |
| MO | RA | APPROVED | 2026-05-11 |
| NE | RA | APPROVED | 2026-05-11 |
| NC | RA | APPROVED | 2026-05-11 |
| TX | RA | APPROVED | 2026-05-11 |
| VA | RA | APPROVED | 2026-05-11 |
| WA | RA | APPROVED | 2026-05-11 |
Branch Locations
1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States
4200 W 115Th St - Suite #100, Leawood, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2011 | 03/2018 |
| Northwestern Mutual Investment Services, Llc | Springfield | MO | 05/2012 | 03/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 03/2018 |
| Umb Bank | Kansas City | MO | 03/2018 | Present |
| Umb Financial Services Inc | Kansas City | MO | 03/2018 | 05/2026 |
| Umb Insurance Inc | Kansas City | MO | 03/2018 | Present |
| Umb Private Wealth Management, Llc | Kansas City | MO | 05/2026 | Present |
1) Name is TBD, Real Estate, pending, Owner, invest in real estate, nights and/or weekends. 2) UMB Insurance, investment-related, 928 Grand Blvd., Kansas City, MO, 64106, fixed rate insurance products and services, licensed agent, start date 03/21/18, 8 hours per month allocated to UMB Insurance during normal business hours. 3) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, Wealth Advisor, start date 03/12/18, 144 hours per month allocated to UMB Bank during normal business hours. Duties include Relationship management with existing clients and working with team to deliver holistic wealth planning to clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-29 |
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