Alfred Joseph Cooke

Current Employers

Employment History

• 10/2013 → 08/2017
  New York Life Insurance Co
  Harrisburg, PA
• 10/2013 → 08/2017
  Nylife Securities Llc
  Harrisburg, PA
• 08/2017 → 09/2018
  Penn Mutual Life Insurance
  Horsham, PA
• 08/2017 → 09/2018
  Hornor Townsend & Kent Inc
  Horsham, PA
• 05/2019 → 10/2020
  Minnesota Life Insurance Company
  St. Paul, MN
• 05/2019 → 10/2020
  Securian Financial Services Inc
  St Paul, MN
• 05/2019 → 10/2020
  American Wealth Strategy Group
  Lancaster, PA
• 09/2018 → 04/2019
  Self Employed
  Landisville, PA
• 08/2017 → 09/2018
  1847 Financial
  Conshohocken, PA
• 10/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2020 → Present
  Cooke Financial, Llc
  Landisville, PA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2011 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND ANNUITIES 2. NAME OF OTHER BUSINESS: COOKE FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: OWNER/REGISTERED REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-04
• S63 Uniform Securities Agent State Law Examination
  2011-11-02

Other Names

• A J Cooke
• Alfred J. Cooke
• Alfred Joseph Cooke