Raymond Edward Mccarty

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → Present
  Wachovia Bank, N.A.
  Columbia , PA
• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Columbia, PA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Columbia, PA

Other Businesses

LOWBALL, LLC, NOT INV RELATED, HONEY GROVE, PA, 25% OWNER, START: 2/14/2008, 5 HOURS PER MONTH/0 DURING TRADING, DUTIES: HUNTING PROPERTY. COLUMBIA HERITAGE RIVER COTTAGE ASSOCIATION; NOT INVESTMENT RELATED; COLUMBIA,PA; BOARD MEMBER; START DATE 02/01/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS MAINTENANCE PROJECTS, MEMBER COMPLAINTS OR ISSUES, AND COMMUNICATIONS WITH DEP/EPA WITH ANY ISSUES WITH DOCKS LOCATED ON SUSQUEHANNA RIVER. COLUMBIA BORO SCHOOL DISTRICT; NOT INV RELATED; COLUMBIA, PA; SPORTS; VOLLEYBALL COACH; START DATE: 08/18/2025; 40 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

• S66 Uniform Combined State Law Examination
  2021-02-05
• S63 Uniform Securities Agent State Law Examination
  2000-07-20