Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-22
NC RA APPROVED 2012-09-24
  • TX RA
    APPROVED_RES
    Since 2013-08-22
  • NC RA
    APPROVED
    Since 2012-09-24

Branch Locations

8015 W Kenton Cir, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Charlotte NC 07/2012 Present
Bank Of America, N.A. Charlotte NC 12/2012 Present
  • 07/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Charlotte, NC
  • 12/2012 → Present
    Bank Of America, N.A.
    Charlotte, NC
Other Businesses

I*135294For profit or not for profit: For-Profit OrganizationName of outside business organization: Giensis LLCInvestment related: NAddress of business:Cambridge, Massachusetts 02142Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 1/4/2021Number of hours devoted: 8 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: The company is a protein expression company, found by E D, Dr. J G, and I I primarily will be providing cash to help start the business. All of the three owners (myself) included will be putting in money to start the business. I*2717261, Entity Type, Name of OBA: East Carolina Angels Address: GrennvilleNorth Carolina27858 Investment Related: No Position, Title, Association: member Employee Start Date: 09/01/2025No Hours: 1 monthly No Hours during trading: 0 Duties: Just a member that will allocate xx per year into ECA where i can select investments to direct my funds too. This has nothing to do with advising or any fiduciary responsibilities. Its a membership as an ECU College Alum that allows for private investments into existing business or startups.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-17
S63 Uniform Securities Agent State Law Examination 2012-01-30
  • S66 Uniform Combined State Law Examination
    2012-09-17
  • S63 Uniform Securities Agent State Law Examination
    2012-01-30
Other Names
  • Robert Sellers Keller
  • Robert Sellers Keller
  • Robert Sellers Keller

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Huntersville, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor