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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-17
TX RA APPROVED 2024-10-17
  • NY RA
    APPROVED
    Since 2024-10-17
  • TX RA
    APPROVED
    Since 2024-10-17

Branch Locations

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bayside NY 06/2013 05/2017
Bank Of America, N.A. Bayside NY 05/2014 05/2017
Morgan Stanley Jericho NY 05/2017 10/2024
Morgan Stanley Private Bank, National Association New York NY 05/2017 10/2024
Wells Fargo Clearing Services, Llc Woodbury NY 10/2024 Present
Morgan Stanley Private Bank, N.A New York NY 05/2017 Present
Previous Registrations
Other Businesses

CALCUTTA PLASTO RUBBER; NOT INV RELATED; KOLKATA, INDIA; 33.33% OWNERSHIP; START: 5/1/2022; 1 HOUR A MONTH; 0 HOURS DURING TRADING; MANUFACTURING.| RENTAL PROPERTY; INV RELATED; KOLKATA, INDIA; 16.6% OWNERSHIP; START DATE 04/01/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; RESIDENTIAL RENTAL RED CURTAIN PRODUCTIONS ; NOT INV RELATED;KOLKATA,INDIA; FILM AND DOCUMENTARY PRODUCTION;50% OWNERSHIP; START DATE: 06/15/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-30
  • S66 Uniform Combined State Law Examination
    2014-01-30
Other Names
  • Shariq T Ali
  • Shariq Ali
  • Shariq Tabrez Ali
  • Shariq Tabrez Ali

View on SEC IAPD

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