Shariq Tabrez Ali

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 05/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bayside, NY
• 05/2014 → 05/2017
  Bank Of America, N.A.
  Bayside, NY
• 05/2017 → 10/2024
  Morgan Stanley
  Jericho, NY
• 05/2017 → 10/2024
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2024 → Present
  Wells Fargo Clearing Services, Llc
  Woodbury, NY
• 05/2017 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2017-05-12 → 2024-11-04
  Morgan Stanley
  Jericho, NY
• 2014-01-31 → 2017-05-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Forest Hills, NY
  Hicksville, NY

Other Businesses

CALCUTTA PLASTO RUBBER; NOT INV RELATED; KOLKATA, INDIA; 33.33% OWNERSHIP; START: 5/1/2022; 1 HOUR A MONTH; 0 HOURS DURING TRADING; MANUFACTURING.| RENTAL PROPERTY; INV RELATED; KOLKATA, INDIA; 16.6% OWNERSHIP; START DATE 04/01/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; RESIDENTIAL RENTAL RED CURTAIN PRODUCTIONS ; NOT INV RELATED;KOLKATA,INDIA; FILM AND DOCUMENTARY PRODUCTION;50% OWNERSHIP; START DATE: 06/15/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2014-01-30

Other Names

• Shariq T Ali
• Shariq Ali
• Shariq Tabrez Ali
• Shariq Tabrez Ali