Craig Herman Sutherland

Employer firm

Umb Financial Services, Inc. CRD 17073

$5.04M regulatory AUM 2,110 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 01/2018
  Central States Capital Markets Llc
  Kansas City, MO
• 01/2018 → Present
  Umb Bank
  Kansas City, MO
• 01/2018 → Present
  Umb Financial Services Inc
  Kansas City, MO

Previous Registrations

• 2017-09-06 → 2018-01-22
  Central States Capital Markets, Llc
  Prairie Village, KS
  Prairie Village, KS

Other Businesses

1) Owner of Sutherland Automotive, part-time job, currently sales & service of vintage automobiles. 2) Partner in family business, Sutherland Lumber Co, No function, No Compensation, Passive Family Ownership. 3) Historic Sports Car Racing LLC, videos for promotional purposes, daily fee. 4) Run Social Media Sites for HSR, $500 a month comp, semi-autonomous trading program, data is being bought and a model is trying to be built. There are no solicitations as of yet and no program just raw data. 5) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 01/29/18, 152 hours per month allocated to UMB Bank during normal business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-31
• S63 Uniform Securities Agent State Law Examination
  2011-10-28

Other Names

• Craig Herman Sutherland