Jason Z. Gopen

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 04/2017
  Gilman Ciocia, Inc.
  Flushing, NY
• 11/2013 → 04/2017
  National Securities Corporation
  Flushing, NY
• 05/2017 → 03/2018
  Capital One Investing, Llc
  Whitestone, NY
• 04/2018 → Present
  Jp Morgan Securities Llc
  Valley Stream, NY
• 04/2018 → Present
  Jp Morgan Chase Bank, N.A.
  Valley Stream, NY
• 05/2017 → 03/2018
  Capital One Advisors, Llc
  Valley Stream, NY
• 05/2014 → 04/2017
  National Asset Management Inc
  Flushing, NY

Previous Registrations

• 2017-05-10 → 2018-04-02
  Capital One Advisors, Llc
  Whitestone, NY
  Mclean, VA
• 2014-05-02 → 2017-05-03
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
  Flushing, NY
• 2013-08-01 → 2014-05-06
  Asset & Financial Planning, Ltd
  Flushing, NY

Exams

• S66 Uniform Combined State Law Examination
  2013-07-28

Other Names

• Jason Zachary Gopen