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Jason Z. Gopen

J.P. Morgan Securities LLC

Cedarhurst, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2018-04-06
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2018-04-06

Branch Locations

446 Central Ave., Cedarhurst, NY 11516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gilman Ciocia, Inc. Flushing NY 02/2011 04/2017
National Securities Corporation Flushing NY 11/2013 04/2017
Capital One Investing, Llc Whitestone NY 05/2017 03/2018
Jp Morgan Securities Llc Valley Stream NY 04/2018 Present
Jp Morgan Chase Bank, N.A. Valley Stream NY 04/2018 Present
Capital One Advisors, Llc Valley Stream NY 05/2017 03/2018
National Asset Management Inc Flushing NY 05/2014 04/2017
  • 02/2011 → 04/2017
    Gilman Ciocia, Inc.
    Flushing, NY
  • 11/2013 → 04/2017
    National Securities Corporation
    Flushing, NY
  • 05/2017 → 03/2018
    Capital One Investing, Llc
    Whitestone, NY
  • 04/2018 → Present
    Jp Morgan Securities Llc
    Valley Stream, NY
  • 04/2018 → Present
    Jp Morgan Chase Bank, N.A.
    Valley Stream, NY
  • 05/2017 → 03/2018
    Capital One Advisors, Llc
    Valley Stream, NY
  • 05/2014 → 04/2017
    National Asset Management Inc
    Flushing, NY
Previous Registrations
  • 2017-05-10 → 2018-04-02
    Capital One Advisors, Llc
    Whitestone, NY
    Mclean, VA
  • 2014-05-02 → 2017-05-03
    B. Riley Wealth Advisors, Inc.
    Memphis, TN
    Flushing, NY
  • 2013-08-01 → 2014-05-06
    Asset & Financial Planning, Ltd
    Flushing, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-28
  • S66 Uniform Combined State Law Examination
    2013-07-28
Other Names
  • Jason Zachary Gopen

View on SEC IAPD

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Other Offices

CENTRAL PINE CAPITAL, LLC · CEDARHURST, NY
CALCULATED FINANCIAL SOLUTIONS, LLC · CEDARHURST, NY
LPL FINANCIAL LLC · CEDARHURST, NY
TECHU ANGELS MANAGEMENT, INC. · CEDARHURST, NY
CITIGROUP GLOBAL MARKETS INC. · CEDARHURST, NY
OCEAN INDEX PARTNERS, LLC · CEDARHURST, NY
MWM GROUP LLC · CEDARHURST, NY
PARK AVENUE SECURITIES LLC · Lawrence, NY

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