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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-26
  • NY RA
    APPROVED
    Since 2025-06-26

Branch Locations

126 Spruce St, Cedarhurst, NY 11516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schuamburg IL 08/2024 03/2025
Bernath And Rosenberg Pc Cedarhurst NY 01/1998 Present
Lpl Financial Cedarhurst NY 03/2025 Present
  • 08/2024 → 03/2025
    Cetera Financial Specialists Llc
    Schuamburg, IL
  • 01/1998 → Present
    Bernath And Rosenberg Pc
    Cedarhurst, NY
  • 03/2025 → Present
    Lpl Financial
    Cedarhurst, NY
Other Businesses

1)02/20/2025 - Bernath & Rosenberg - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)02/20/2025 - Milvado Wealth Advisors LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3)02/20/2025 - Bernath & Rosenberg - Tax Prep/Accounting/CPA - Owner of a CPA Business - Inv Rel - Cedarhurst, NY - Start: 01/1998 - 160 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-26
  • S66 Uniform Combined State Law Examination
    2025-06-26

View on SEC IAPD

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