William Robert Brandenberger

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-06-10

TX RA
APPROVED

Since 2015-06-10

Branch Locations

5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735 • United States

Dripping Springs, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Austin	TX	05/2015	Present

05/2015 → Present

Rbc Capital Markets, Llc

Austin, TX

Previous Registrations

2009-04-09 → 2015-06-05

Hilltop Securities Inc.

Houston, TX
2004-09-10 → 2009-04-23

Citigroup Global Markets Inc.

Houston, TX

Houston, TX
2002-06-07 → 2004-09-13

Morgan Stanley Dw Inc.

Houston, TX
2000-09-11 → 2002-07-01

Ubs Financial Services Inc.

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-09

S66 Uniform Combined State Law Examination

2000-09-09

Other Names

Bill Brandenberger
Billy Brandenberger
William R Brandenberger

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews