Mark Douglas Hansen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 09/2017
  National Planning Corporation
  El Segundo, CA
• 09/2017 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  San Jose, CA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  San Jose, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Jose, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Jose, CA

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  San Jose, CA
• 2017-10-18 → 2020-11-06
  Kms Financial Services, Inc.
  San Jose, CA
  Seattle, WA
  Seattle, WA
• 2015-10-22 → 2017-10-25
  National Planning Corporation
  San Jose, CA
• 2015-02-17 → 2015-08-05
  First Command Brokerage Services, Inc.
  Oceanside, CA
  San Diego, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-02-16
• S63 Uniform Securities Agent State Law Examination
  2015-01-27

Other Names

• Mark Hansen