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Mark Douglas Hansen

Osaic Wealth, Inc.

San Jose, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-14
  • CA RA
    APPROVED
    Since 2024-06-14

Branch Locations

1550 The Alameda #300, San Jose, CA 95126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation El Segundo CA 10/2015 09/2017
Kms Financial Services, Inc. Seattle WA 09/2017 11/2020
Securities America, Inc. San Jose CA 11/2020 06/2024
Securities America Advisors, Inc. San Jose CA 11/2020 06/2024
Osaic Wealth, Inc. San Jose CA 06/2024 Present
Osaic Wealth, Inc. San Jose CA 06/2024 Present
  • 10/2015 → 09/2017
    National Planning Corporation
    El Segundo, CA
  • 09/2017 → 11/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 11/2020 → 06/2024
    Securities America, Inc.
    San Jose, CA
  • 11/2020 → 06/2024
    Securities America Advisors, Inc.
    San Jose, CA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    San Jose, CA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    San Jose, CA
Previous Registrations
  • 2020-11-06 → 2024-06-14
    Securities America Advisors, Inc.
    San Jose, CA
  • 2017-10-18 → 2020-11-06
    Kms Financial Services, Inc.
    San Jose, CA
    Seattle, WA
    Seattle, WA
  • 2015-10-22 → 2017-10-25
    National Planning Corporation
    San Jose, CA
  • 2015-02-17 → 2015-08-05
    First Command Brokerage Services, Inc.
    Oceanside, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-16
S63 Uniform Securities Agent State Law Examination 2015-01-27
  • S65 Uniform Investment Adviser Law Examination
    2015-02-16
  • S63 Uniform Securities Agent State Law Examination
    2015-01-27
Other Names
  • Mark Hansen

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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