Michael Shane Smith

Current Employers

Employment History

• 08/2011 → 12/2016
  Foothill Securities, Inc.
  Kingsport, TN
• 12/2013 → Present
  Quality Financial Concepts
  Maryville, TN
• 12/2016 → 12/2017
  Securities America, Inc.
  Kingsport, TN
• 01/2018 → 05/2024
  Crown Capital Securities, Lp
  Orange, CA
• 05/2024 → Present
  Lpl Financial Llc
  Kingsport, TN

Other Businesses

1) 05/01/2024 - University of TN - Non-Inv Related - Knoxville, TN - Outside/W-2 Employment - Started: 1/1/2023 - 1 Hr/Mo; 5% of Time Spent. 2) 05/01/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Notary Public - Started: 4/29/2019 - 1% of Time Spent. 3) 05/01/2024 - Financial Professionals Group - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 10/1/2013 - 80 Hrs/Mo; 2 Hrs During Trading. 4) 05/01/2024 - QUALITY FINANCIAL CONCEPTS - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2018 - 120 Hrs/Mo; 6 Hrs During Trading. 5) 05/08/2024 -QUALITY FINANCIAL CONCEPTS - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 1/1/2018 - 40 Hrs/Mo; 2 Hrs During Trading - I provide investment advisory services through QUALITY FINANCIAL CONCEPTS, an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2012-01-12

Designations

Other Names

• Shane Smith