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Brooke Bodner

J.P. Morgan Securities LLC

Redondo Beach, CA

CRD 5980800

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-26
TX RA APPROVED 2019-07-25
  • CA RA
    APPROVED
    Since 2019-07-26
  • TX RA
    APPROVED
    Since 2019-07-25

Branch Locations

1600 S. Pacific Coast Hwy, Redondo Beach, CA 90277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 10/2018
J.P. Morgan Securities Llc Redondo Beach CA 06/2019 Present
Jpmorgan Chase Bank, N.A. New York NY 08/2011 10/2018
Jpmorgan Chase Bank, N.A. Redondo Beach CA 06/2019 Present
Unemployed Hermosas CA 11/2018 06/2019
  • 10/2012 → 10/2018
    New York, NY
  • 06/2019 → Present
    Redondo Beach, CA
  • 08/2011 → 10/2018
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Redondo Beach, CA
  • 11/2018 → 06/2019
    Unemployed
    Hermosas, CA
Previous Registrations
  • 2013-07-26 → 2018-10-25
    New York, NY
    New York, NY
    Staten Island, NY
    New York, NY
    New York, NY
    New York, NY
    Staten Island, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-15
  • S66 Uniform Combined State Law Examination
    2013-07-15
Other Names
  • Brooke M Bodner
  • Brooke Meredith Bodner

View on SEC IAPD

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