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900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2026-02-19 |
| CA | RA | APPROVED | 2025-01-01 |
| DC | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| MD | RA | APPROVED | 2025-01-01 |
| OK | RA | APPROVED | 2025-01-01 |
| SC | RA | APPROVED | 2025-01-01 |
| NC | RA | APPROVED | 2024-07-02 |
| NM | RA | APPROVED | 2022-05-10 |
| IL | RA | APPROVED | 2022-05-09 |
| LA | RA | APPROVED | 2022-05-09 |
| NY | RA | APPROVED | 2022-05-09 |
| VA | RA | APPROVED | 2022-05-09 |
| TX | RA | APPROVED | 2022-01-04 |
| WA | RA | APPROVED | 2022-01-04 |
Branch Locations
900 S. Capital Of Tx Highway, Suite 350, Austin, TX 78746 • United States
900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Bank | Austin | TX | 04/2016 | 12/2018 |
| Charles Schwab & Co., Inc | Austin | TX | 04/2016 | 12/2018 |
| Tcg Advisors Lp | Austin | TX | 01/2018 | 07/2020 |
| Tcg Advisors, Llc A Hub International Company | Austin | TX | 07/2020 | Present |
| Hub International | Chicago | IL | 08/2021 | Present |
#1 Dennis has been a passive investor in Your Green Package in Massachusetts, a non-investment-related cannabis delivery service, since 12/2021; 0 hours/month. #2 Dennis has been a passive investor in Angel's Icehouse restaurant in Spicewood, TX since 08/2021; 0 hours/month. #3 Dennis is an owner and investor in VREIT LLC in Austin, TX; the non-investment-related LLC is a holding vehicle to purchase Crypto, NFTs for personal Investing; 1/2022; 10 hours/month, 0 during trading hours. #4 Creative Action. Not investment related. New York, NY. Position: Treasurer. Nature: Operate finance committee and help with after school programs. Start: 5/1/2021. Hours a month:6. Hours during trading:3.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-10 |
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