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Sean T. Wong

J.P. Morgan Securities LLC

Anaheim, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-02
CA RA APPROVED 2013-05-17
  • TX RA
    APPROVED_RES
    Since 2025-09-02
  • CA RA
    APPROVED
    Since 2013-05-17

Branch Locations

5791 E Santa Ana Canyon Rd, Anaheim, CA 92807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Anaheim CA 10/2011 Present
J.P. Morgan Securities Llc Anaheim CA 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-15
S63 Uniform Securities Agent State Law Examination 2011-10-08
  • S66 Uniform Combined State Law Examination
    2013-05-15
  • S63 Uniform Securities Agent State Law Examination
    2011-10-08
Other Names
  • Thuan Ta
  • Sean T Wong
  • Sean Wong
  • Sean Wong
  • Sean Thuan Wong

View on SEC IAPD

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