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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-07-22 |
| CA | RA | APPROVED | 2013-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carlsbad | CA | 09/1999 | Present |
Name of the other business Whether the business is investment-relatedNo Address of the other business Nature of the other business Your positionSuccessor Trustee Title, or relationship with the other business Start date of your relationship07/28/2020 Approximate number of hours/month you devote to the other business4 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-17 |
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