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Christopher Thanh Vi

Wells Fargo Clearing Services, LLC

Mclean, VA

Gainesville, VA

Woodbridge, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2011-11-23
  • VA RA
    APPROVED
    Since 2011-11-23

Branch Locations

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

7591 Somerset Crossing Dr, Gainesville, VA 20155 • United States

13716 Smoketown Rd, Woodbridge, VA 22192 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Manassas VA 09/2011 11/2016
Wachovia Bank Na Manassas VA 05/2001 Present
Wells Fargo Clearing Services, Llc Manassas VA 11/2016 Present
  • 09/2011 → 11/2016
    Wells Fargo Advisors Llc
    Manassas, VA
  • 05/2001 → Present
    Wachovia Bank Na
    Manassas, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Manassas, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-22
S63 Uniform Securities Agent State Law Examination 2011-11-08
  • S65 Uniform Investment Adviser Law Examination
    2011-11-22
  • S63 Uniform Securities Agent State Law Examination
    2011-11-08

View on SEC IAPD

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Other Offices

BLUESTONE INVESTMENT MANAGER, LLC · MCLEAN, VA
MORGAN STANLEY · Mclean, VA
WELLS FARGO CLEARING SERVICES, LLC · MCLEAN, VA
CHARLES SCHWAB & CO., INC. · Tysons Corner, VA
SEIA · Tysons Corner, VA
SCHWAB WEALTH ADVISORY, INC. · Tysons Corner, VA
SCHWAB WEALTH ADVISORY, INC. · Tysons Corner, VA
SEIA · Tyson's Corner, VA

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