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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-22 |
| SC | RA | APPROVED | 2023-03-13 |
| MN | RA | APPROVED | 2023-03-08 |
| AR | RA | APPROVED | 2023-03-01 |
| GA | RA | APPROVED | 2023-03-01 |
| TN | RA | APPROVED | 2023-02-27 |
Branch Locations
715 Market Street Suite 103, Chattanooga, TN 37402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Nashville | TN | 02/2012 | 11/2018 |
| Royal Alliance Associates, Inc. | Chattanogga | TN | 12/2010 | 11/2018 |
| Lincoln Financial Securities | Chattanooga | TN | 11/2018 | 02/2023 |
| Osaic Wealth, Inc. | Chattanooga | TN | 02/2023 | Present |
1) SCENIC CITY WEALTH- FIXED INSURANCE (CHANGING DBA NAME FROM SCENIC CITY FINANCIAL) POSITION: agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/05/2024 ADDRESS: 715 Market St., Suite 103, Chattanooga TN 37402, United States DESCRIPTION: sales/marketing of fixed annuities and non-variable insurance 2) SCENIC CITY WEALTH (CHANGING DBA NAME FROM SCENIC CITY FINANCIAL) POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/05/2024 ADDRESS: 715 Market Street, Suite 103, Chattanooga TN 37402, United States DESCRIPTION: sales/marketing of securities and insurance products and Sales/marketing of securities, investment advisory and insurance products 3) Training Ground Chattanooga POSITION: Board Member NATURE: 501(c)(3) non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 1/1/2022 Address: 2502 W Colorado Ave. Colorado Springs, CO 80904, United States DESCRIPTION: news letters, building community, hosting events, making decisions for the local ministry from recruiting to event planning 4) SCENIC CITY WEALTH- RENTAL INCOME POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/13/2023 ADDRESS: 715 Market St., Suite 103, Chattanooga TN 37402, United States DESCRIPTION: provide office space in exchange for rental income 5) POA FOR MY PARENTS POSITION: poa NATURE: i am the successor POA for my mom and dad. healthcare, financial, and general poa INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/03/2010 ADDRESS: 2801 Ozark Rd., Chattanooga TN 37415, United States DESCRIPTION: successor poa for parents 6) DWRC, LLC POSITION: co-owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/05/2026 ADDRESS: 406 Frazier Ave, Chattanooga TN 37405, United States DESCRIPTION: landlord, will receive rental income from 3 other businesses in the building. 7.TRAINING GROUND POSITION: board member NATURE: 501(c)(3) non profit, men's ministry program. Men's mentorship program INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2022 ADDRESS: 2502 W Colorado Ave., Colorado Springs CO 80904, United States DESCRIPTION: news letters, building community, hosting events, making decisions for the local ministry from recruiting to event planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-15 |
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