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Giang V Tran

Wells Fargo Clearing Services, LLC

Vancouver, WA

Battle Ground, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-04-08
TX RA APPROVED_RES 2019-10-09
OR RA APPROVED 2011-11-25
  • WA RA
    APPROVED
    Since 2025-04-08
  • TX RA
    APPROVED_RES
    Since 2019-10-09
  • OR RA
    APPROVED
    Since 2011-11-25

Branch Locations

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

1411 Nw 1St St, Battle Ground, WA 98604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Portland OR 04/2010 Present
Wells Fargo Advisors, Llc Portland OR 09/2011 11/2016
Wells Fargo Clearing Services, Llc Portland OR 11/2016 Present
  • 04/2010 → Present
    Wells Fargo Bank, N.A.
    Portland, OR
  • 09/2011 → 11/2016
    Wells Fargo Advisors, Llc
    Portland, OR
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Portland, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-22
S63 Uniform Securities Agent State Law Examination 2011-11-07
  • S65 Uniform Investment Adviser Law Examination
    2011-11-22
  • S63 Uniform Securities Agent State Law Examination
    2011-11-07
Other Names
  • John Tran

View on SEC IAPD

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OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
AMERIPRISE FINANCIAL SERVICES, LLC · VANCOUVER, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
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