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2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Baker Financial Group, Llc | Clemson | SC | 01/2015 | Present |
| The Strategic Financial Alliance, Inc. | Atlanta | GA | 11/2014 | Present |
| Strategic Blueprint, Llc | Atlanta | GA | 09/2021 | Present |
| The Sartain Company Cpas, Llc | Anderson | SC | 12/2024 | Present |
1.) Name: The Baker Financial Group, LLC Position: Employee - W2 Nature: Financial and insurance services and sales Investment Related: Yes Hours: 160/ per month/ Securities Trading Hours: 150 Start Date: 09/01/2011 Address: 214 Frontage Road, Clemson, SC 29631, United States Description: Registered Financial Assistant - assists Registered Reps with paperwork and processing. Also, customer service and follow up with clients regarding investment accounts and insurance. 2.) Name: The Sartain Company CPAs, LLC Position: W2- Employee Nature: Tax planning Investment Related: No Address: 2021 Shelter Pt. Anderson, South Carolina 29626 Duties: Data Entry Hours per month: 60 Hours during securities trading hours: 0 3.) Name: 4ever3 Non- Investment Related Position: Volunteer- non compensated Nature: Non-Profit Memorial Foundation Investment Related: No Address: 2021 Shelter Pt. Anderson, South Carolina 29626 Duties: Incorporator and Treasurer- Board of Directors Hours per month: 25 Hours during securities trading hours: 0 4.) Name: Shelter Point HOA Start Date: 07/01/2025 Non- Investment Related Position: Officer - volunteer-non compensated Nature: Commadore - take care of the community dock for our HOA and neighborhood. Investment Related: No Address: 2021 Shelter Pt. Anderson, South Carolina 29626 Duties: Communicate with slip owners of needed repairs or anything other issues regarding our community dock. Hours per month: 1 Hours during securities trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-07 |
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