Monica Douglas

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 09/2016
  The Vanguard Group, Inc.
  Charlotte, NC
• 09/2016 → 10/2025
  Tiaa
  Charlotte, NC
• 09/2016 → 10/2025
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 12/2025 → Present
  U.S. Bancorp Investments, Inc.
  Charlotte, NC
• 12/2025 → Present
  U.S. Bancorp Advisors, Llc
  Charlotte, NC

Previous Registrations

• 2025-12-16 → 2026-04-07
  U.S. Bancorp Investments, Inc.
  Charlotte, NC
  Saint Paul, MN
  Charlotte, NC
• 2016-10-07 → 2025-10-31
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
  Concord, NC
• 2014-08-12 → 2016-09-22
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

1) Salon Suites; Not Investment-related; Charlotte, NC; Salon Suites; Owner; Owner/Manager; 04/13/2026; 12 hours/month; 0 hours/trading; Managing and operate salon suite business, including leasing suites to independent stylists, collecting rental payments.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-08-05
• S63 Uniform Securities Agent State Law Examination
  2011-10-24

Other Names

• Monica Keyes
• Monica Latoya Keyes
• Monica Douglas
• Monica Latoya Douglas