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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 09/2011 | 09/2016 |
| Tiaa | Charlotte | NC | 09/2016 | 10/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 09/2016 | 10/2025 |
| U.S. Bancorp Investments, Inc. | Charlotte | NC | 12/2025 | Present |
| U.S. Bancorp Advisors, Llc | Charlotte | NC | 12/2025 | Present |
1) Salon Suites; Not Investment-related; Charlotte, NC; Salon Suites; Owner; Owner/Manager; 04/13/2026; 12 hours/month; 0 hours/trading; Managing and operate salon suite business, including leasing suites to independent stylists, collecting rental payments.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-24 |
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