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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-07 |
| PA | RA | APPROVED | 2024-01-22 |
Branch Locations
6444 Lower York Road Us 202, New Hope, PA 18938 • United States
Quakertown, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Wealth Planning | New Hope | PA | 09/2011 | 01/2022 |
| Lpl Financial, Llc | New Hope | PA | 09/2011 | 01/2022 |
| Ameriprise Financial Services Llc | New Hope | PA | 01/2022 | Present |
Outside Employment; Gwynedd Mercy University; Adjunct Lecturer - Teaching undergraduate courses; ; 1325 Sumneytown Pike, , Gwynedd, PA, 19002; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours / Penn Wealth Planning, LLC; Employee of legal entity; Manage advisory business; 6444 Lower York Road, , New Hope, PA, 18938; Investment-Related; 09/01/2011; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-01 |
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