Inactive

Anthony John Rocchio

Brighton Jones LLC

Franklin Lakes, NJ

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Current Employers

Brighton Jones Llc

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-01-14
NY	RA	APPROVED	2025-04-02

NJ RA
APPROVED

Since 2026-01-14
NY RA
APPROVED

Since 2025-04-02

Branch Locations

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

Franklin Lakes, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Hackensack	NJ	03/2016	07/2019
Tiaa-Cref Individual & Institutional Services, Llc	Hackensack	NJ	03/2016	07/2019
Ameriprise Financial Services, Inc.	New York	NY	07/2019	03/2020
Ameriprise Financial Services, Llc	Glen Rock	NJ	03/2020	03/2025
Brighton Jones	Saddle Brook	NJ	03/2005	Present

03/2016 → 07/2019

Tiaa

Hackensack, NJ
03/2016 → 07/2019

Tiaa-Cref Individual & Institutional Services, Llc

Hackensack, NJ
07/2019 → 03/2020

Ameriprise Financial Services, Inc.

New York, NY
03/2020 → 03/2025

Ameriprise Financial Services, Llc

Glen Rock, NJ
03/2005 → Present

Brighton Jones

Saddle Brook, NJ

Previous Registrations

2019-07-12 → 2025-03-26

Ameriprise Financial Services, Llc

New York, NY

Glen Rock, NJ

Franklin Lakes, NJ
2016-03-28 → 2019-06-13

Tiaa-Cref Individual & Institutional Services, Llc

Hackensack, NJ
2015-06-22 → 2016-03-23

Td Ameritrade, Inc.

Paramus, NJ
2015-06-23 → 2016-03-23

Td Ameritrade Investment Management, Llc

Paramus, NJ
2013-03-12 → 2015-02-25

Morgan Stanley

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-11
S63	Uniform Securities Agent State Law Examination	2011-10-27

S66 Uniform Combined State Law Examination

2013-03-11
S63 Uniform Securities Agent State Law Examination

2011-10-27

Designations

Other Names

Anthony John Rocchio
Anthony J Rocchio
Anthony J Rocchio

View on SEC IAPD

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Other Investors

JOHN DAVID ALBERG

JEFFREY ALAN MULLEN

CHRIS DARRYL FEATHERSTONE

WILLIAM LEE REECE

ANDREW JAMES BARFOOT

JONATHAN JACOB WITTLIN

MATTHEW ALLAN TIGERT

JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA

EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA

MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA

ETERNAL DIGITAL FUND LTD. · SEATTLE, WA

FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA

CEDAR RIVER CAPITAL, LLC · SEATTLE, WA

ROBERT A. UNDERHILL P.C. · SEATTLE, WA

SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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