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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-02-15 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
1020 10Th Street 2Nd Floor, Modesto, CA 95354 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Modesto | CA | 06/2009 | Present |
*536608 - Gross Farms of Greenville, Inc; Investment related No; Houston, Texas; Agriculture, Real Estate, Rental Property; Board Member, Officer (proprietor, partner, officer, director, employee, trustee, agent); 01/2023 ; During business hours: 0; After business hours: 1; Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-16 |
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