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Adam Timothy Osterbur

Carolina Wealth Management, Inc.

Greenville, NC

CRD 5979337

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Employer firm

Carolina Wealth Management, Inc. CRD 131393

$798M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Carolina Wealth Management, Inc.

1706-A East Arlington Blvd., Greenville, NC 27858 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-01-22
  • NC RA
    APPROVED
    Since 2020-01-22

Branch Locations

1706-A East Arlington Blvd., Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinehurst Resort Pinehurst NC 08/2014 11/2017
Carolina Wealth Management, Inc Pinehurst NC 11/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-05
S63 Uniform Securities Agent State Law Examination 2011-10-28
  • S65 Uniform Investment Adviser Law Examination
    2019-02-05
  • S63 Uniform Securities Agent State Law Examination
    2011-10-28

View on SEC IAPD

Nearby Firms

TRUIST ADVISORY SERVICES, INC.
RESURGENT ADVISORS
INTEGRATED WEALTH CONCEPTS LLC

Nearby Investors

SCOTT MONTGOMERY WEBB SHOOK
SAMUEL REUBEN HYLTON
MARK A CUTLER

Nearby Offices

TRUIST ADVISORY SERVICES, INC. · Greenville, NC
TRUIST ADVISORY SERVICES, INC. · GREENVILLE, NC
TRUIST ADVISORY SERVICES, INC. · GREENVILLE, NC

More in Greenville, NC

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