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Catherine Cleale

Morgan Stanley

Portland, ME

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
ME RA APPROVED 2013-04-05
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • ME RA
    APPROVED
    Since 2013-04-05

Branch Locations

100 Middle Street 3Rd Floor, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Portland ME 03/2013 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 03/2013 → Present
    Portland, ME
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*306057 - Falmouth Public Library; Investment related: No; Falmouth, Maine; Non-Profit; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 0; After business hours: 1; Administrative, Other

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-16
  • S66 Uniform Combined State Law Examination
    2011-11-16
Other Names
  • Catherine Cleale

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