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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2018-11-30 |
| NC | RA | APPROVED | 2018-11-30 |
| OH | RA | APPROVED | 2018-11-30 |
| TX | RA | APPROVED_RES | 2018-11-26 |
| VA | RA | APPROVED | 2018-10-26 |
Branch Locations
1650 Tysons Blvd Ste 500, Mclean, VA 22102 • United States
Alexandria, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Washington | DC | 04/2008 | 10/2018 |
| Wells Fargo Clearing Services Llc | Mclean | VA | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-26 |
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