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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-09-18 |
| TX | RA | APPROVED | 2020-09-18 |
Branch Locations
201 South Court Street 4Th Floor, Florence, AL 35630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florence | AL | 03/2012 | 09/2020 |
| Bank Of America, N.A. | Florence | AL | 06/2012 | 09/2020 |
| Morgan Stanley Smith Barney Llc | Florence | AL | 09/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2020 | Present |
*419178 - R.W. Williams Family Investments, LLC; Investment related - Yes; Muscle Shoals, Alabama; Real Estate; Managing Member (proprietor, partner, officer, director, employee, trustee, agent); 09/2015; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-25 |
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