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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-03 |
| AZ | RA | APPROVED | 2018-07-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 04/2014 | 06/2018 |
| Financial Engines Advisors L.L.C. | Phoenix | AZ | 06/2018 | 09/2021 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 09/2021 | 09/2022 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 09/2022 | 03/2025 |
| Edelman Financial Engines | Santa Clara | CA | 03/2025 | Present |
1) Property Rental; INVESTMENT RELATED: No; ADDRESS: Phoenix, AZ 85083; NATURE: Real Estate; POSITION: Owner; START DATE: 10/01/2021; NUMBER OF HOURS/MONTH: 0Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Owner of rental property. All duties are handled 100% by a third-party property management company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-13 |
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