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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-02-09 |
| TX | RA | APPROVED_RES | 2016-06-28 |
Branch Locations
2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Phoenix | AZ | 11/2013 | Present |
| City National Bank | Phoenix | AZ | 07/2018 | Present |
NAME OF ENTITY: Arizona Coyotes Foundation; ADDRESS: 9400 W Maryland Ave, Glendale, AZ, 85305; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Charity Foundation; CAPACITY: Board of Directors; START DATE: 03/12/2021; DUTIES: Help with community involvement and fundraising; HOURS DEVOTED PER MONTH: 02; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-18 |
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