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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-09-15
FL RA APPROVED 2014-04-09
GA RA APPROVED 2014-04-09
TX RA APPROVED 2014-04-08
  • PA RA
    APPROVED
    Since 2023-09-15
  • FL RA
    APPROVED
    Since 2014-04-09
  • GA RA
    APPROVED
    Since 2014-04-09
  • TX RA
    APPROVED
    Since 2014-04-08

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

New Florence, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 04/2014 Present
Previous Registrations
Other Businesses

1) Boys and Girls Club of Tampa Bay / 1307 N. MacDill Avenue Tampa, Florida 33607 / Other/ Charities, Cultural, Educational & Political Organisations / Providing skills & services to underprivileged children / Member of Board of Directors / / Raise money/donate time/participate in strategic planning / Start Date This is a 501c3 Charitable Organization / Start Date 07/09/2015 /// 2) Second Go Around, LLC / Sole proprietorship / I formed Second Go Around, LL C to hold a personal real estate property I intend to use as a rental property / Proprietor / owner / Manager - This is a personal LL C formed to own a rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-16
  • S66 Uniform Combined State Law Examination
    2000-08-16

View on SEC IAPD

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