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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2016-07-26
  • UT RA
    APPROVED
    Since 2016-07-26

Branch Locations

1031 South Bluff Street Suite 216, St. George, UT 84770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group Lehi UT 06/2016 Present
  • 06/2016 → Present
    Independent Financial Group
    Lehi, UT
Other Businesses

(1) UHSAA (UTAH HIGH SCHOOL ATHLETICS ASSOCIATION) POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 12/04/2019 ADDRESS: 199 E 7200 S, Midvale UT 84047, United States DESCRIPTION: Officiate High school Wrestling matches. (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2013 ADDRESS: 1031 South Bluff Street, Suite 216, St. George UT 84770, United States DESCRIPTION: UT INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (3) RIDING WEALTH MANAGEMENT POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/05/2019 ADDRESS: 1031 South Bluff Street, Suite 216, St. George UT 84770, United States DESCRIPTION: INVESTMENT ADVISER REPRESENTATIVE AT DBA USED FOR MARKETING PURPOSES (4) CAPSTONE CONSULTING GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 06/14/2016 ADDRESS: 1031 South Bluff Street, Suite 216, St. George UT 84770, United States DESCRIPTION: Agent of DBA Capstone Consulting Group used for marketing purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-22
S63 Uniform Securities Agent State Law Examination 2015-04-04
  • S66 Uniform Combined State Law Examination
    2016-07-22
  • S63 Uniform Securities Agent State Law Examination
    2015-04-04

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