Carl John Riding

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Independent Financial Group
  Lehi, UT

Other Businesses

(1) UHSAA (UTAH HIGH SCHOOL ATHLETICS ASSOCIATION) POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 12/04/2019 ADDRESS: 199 E 7200 S, Midvale UT 84047, United States DESCRIPTION: Officiate High school Wrestling matches. (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2013 ADDRESS: 1031 South Bluff Street, Suite 216, St. George UT 84770, United States DESCRIPTION: UT INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (3) RIDING WEALTH MANAGEMENT POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/05/2019 ADDRESS: 1031 South Bluff Street, Suite 216, St. George UT 84770, United States DESCRIPTION: INVESTMENT ADVISER REPRESENTATIVE AT DBA USED FOR MARKETING PURPOSES (4) CAPSTONE CONSULTING GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 06/14/2016 ADDRESS: 1031 South Bluff Street, Suite 216, St. George UT 84770, United States DESCRIPTION: Agent of DBA Capstone Consulting Group used for marketing purposes.

Exams

• S66 Uniform Combined State Law Examination
  2016-07-22
• S63 Uniform Securities Agent State Law Examination
  2015-04-04