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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-15
  • TX RA
    APPROVED
    Since 2019-10-15

Branch Locations

14205 N Mopac Expy Ste 600, Austin, TX 78759 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Ave Securities Austin TX 01/2015 07/2017
Guardian Austin TX 01/2015 07/2017
Guardian Life Insurance Liberty Hill TX 08/2017 04/2019
Park Avenue Securities Liberty Hill TX 08/2017 04/2019
Guardian Life Insurance Company Austin TX 04/2019 08/2019
Park Avenue Securities Austin TX 04/2019 08/2019
Bankers Life And Casualty Austin TX 08/2019 Present
Bankers Life Securities Austin TX 10/2019 Present
Bankers Life Advisory Services Austin TX 10/2019 Present
  • 01/2015 → 07/2017
    Park Ave Securities
    Austin, TX
  • 01/2015 → 07/2017
    Guardian
    Austin, TX
  • 08/2017 → 04/2019
    Guardian Life Insurance
    Liberty Hill, TX
  • 08/2017 → 04/2019
    Park Avenue Securities
    Liberty Hill, TX
  • 04/2019 → 08/2019
    Guardian Life Insurance Company
    Austin, TX
  • 04/2019 → 08/2019
    Park Avenue Securities
    Austin, TX
  • 08/2019 → Present
    Bankers Life And Casualty
    Austin, TX
  • 10/2019 → Present
    Bankers Life Securities
    Austin, TX
  • 10/2019 → Present
    Bankers Life Advisory Services
    Austin, TX
Previous Registrations
Other Businesses

BANKERS LIFE & CASUALTY POSITION: Unit Field Trainer NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 05/15/2007 ADDRESS: 14205 N Mopac Expy Suite 600, Austin TX 78728, United States DESCRIPTION: Recruit and train insurance agents. I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. Claussen Creative Concepts, LLC-sole owner and officer of this LLC. Claussen Creative Concepts is not used for any business purpose. Start: 10/02/2013 Address: 1816 Lloydminister Way Cedar Park, TX 78613 0 hrs per month Not investment-related Hill Country Bowhunters-Officer - 3D Director, setup the 3D course once a month for a competitive shoot with bows. Start: 04/24/2019 Address: 540 Co Rd 258,Liberty Hill, TX 78642 8 hours per month, 0 during securities trading hours Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-26
S63 Uniform Securities Agent State Law Examination 2011-12-16
  • S65 Uniform Investment Adviser Law Examination
    2014-09-26
  • S63 Uniform Securities Agent State Law Examination
    2011-12-16
Other Names
  • Adam Wayne Claussen
  • Adam W Claussen

View on SEC IAPD

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