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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-15 |
Branch Locations
14205 N Mopac Expy Ste 600, Austin, TX 78759 • United States
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Ave Securities | Austin | TX | 01/2015 | 07/2017 |
| Guardian | Austin | TX | 01/2015 | 07/2017 |
| Guardian Life Insurance | Liberty Hill | TX | 08/2017 | 04/2019 |
| Park Avenue Securities | Liberty Hill | TX | 08/2017 | 04/2019 |
| Guardian Life Insurance Company | Austin | TX | 04/2019 | 08/2019 |
| Park Avenue Securities | Austin | TX | 04/2019 | 08/2019 |
| Bankers Life And Casualty | Austin | TX | 08/2019 | Present |
| Bankers Life Securities | Austin | TX | 10/2019 | Present |
| Bankers Life Advisory Services | Austin | TX | 10/2019 | Present |
BANKERS LIFE & CASUALTY POSITION: Unit Field Trainer NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 05/15/2007 ADDRESS: 14205 N Mopac Expy Suite 600, Austin TX 78728, United States DESCRIPTION: Recruit and train insurance agents. I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. Claussen Creative Concepts, LLC-sole owner and officer of this LLC. Claussen Creative Concepts is not used for any business purpose. Start: 10/02/2013 Address: 1816 Lloydminister Way Cedar Park, TX 78613 0 hrs per month Not investment-related Hill Country Bowhunters-Officer - 3D Director, setup the 3D course once a month for a competitive shoot with bows. Start: 04/24/2019 Address: 540 Co Rd 258,Liberty Hill, TX 78642 8 hours per month, 0 during securities trading hours Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-16 |
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