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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2017-07-06 |
| TX | RA | APPROVED_RES | 2016-07-21 |
Branch Locations
200 South Center Street, Casper, WY 82601-2524 • United States
Casper, WY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Casper | WY | 06/2011 | Present |
| City National Bank | Casper | WY | 01/2020 | Present |
(1) CASPER ROTARY FOUNDATION; ADDRESS: PO BOX 1292 CASPER, WY 82602; BUSINESS DESCRIPTION: SERVICE CLUB; NOT INVESTMENT RELATED; START DATE: 12/06/2010; CAPACITY: BOARD OF DIRECTORS; DUTIES: ATTEND REGULARLY SCHEDULED MEETINGS; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: Concordia Theological Foundation Inc. ADDRESS: 6600 N Clinton St., Ft. Wayne, Indiana, 46825 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 11/06/2025 CAPACITY: Board of Directors DUTIES: I am joining the board to help the Foundation's mission to support future LCMS Lutheran Pastor's through it's scholarship program that is funded though their endowment. The endowment is held at Vanguard. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-08 |
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