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Current Employers
Stonecrest Advisors, Inc.

300 West 6Th Street Suite 1550, Austin, TX 78701-4666 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2020-07-15
  • PR RA
    APPROVED
    Since 2020-07-15

Branch Locations

300 West 6Th Street Suite 1550, Austin, TX 78701-4666 • United States

1369 Ashford Ave Ac Hotel Mezzanine Level, San Juan, PR 00907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Herbert J. Sims & Co. Inc Guaynabo PR 11/2016 08/2019
Diageo Plc Boston MA 05/2013 10/2016
Stonecrest Capital Markets, Inc. Austin TX 08/2019 Present
Herbert J. Sims Capital Management, Inc. Guaynabo PR 03/2017 08/2019
Stonecrest Advisors, Inc. San Juan PR 06/2020 Present
Stonecrest Partners San Juan PR 08/2019 Present
  • 11/2016 → 08/2019
    Herbert J. Sims & Co. Inc
    Guaynabo, PR
  • 05/2013 → 10/2016
    Diageo Plc
    Boston, MA
  • 08/2019 → Present
    Stonecrest Capital Markets, Inc.
    Austin, TX
  • 03/2017 → 08/2019
    Guaynabo, PR
  • 06/2020 → Present
    San Juan, PR
  • 08/2019 → Present
    Stonecrest Partners
    San Juan, PR
Previous Registrations
Other Businesses

1.Prime Realty Group; Investment related: No; Address: Estancias de Torrimar Reina de las Flores 17 Guaynabo PR 00966; Nature: Real Estate; Position: Real Estate Agent; Start Date: 06/2018; Hours/month: 10-15; During Trading Hours: 0; Duties: Assist clients with purchase of residence. 2. Stonecrest Partners of Puerto Rico; Investment related: No; Address: 1369 Ashford Ave San Juan, PR 00907; Nature: Insurance Agency; Position: Insurance Agent; Start Date: 11/2019; Hours/month: Varies; During Trading Hours: Varies; Duties: Insurance Agent. 3. AC Warehouse LLC: Investment related: No; Address: Urb. Summit Hills 631 C/ Hillside San Juan PR 00920; Nature: Sale of Air Conditioning Units; Position: Sales Consultant; Start Date: 03/2022; Hours/month: 30; During Trading Hours: 0; Duties: Assist in the Sales process and obtain referrals. 4. Cupey Bowling & Entertainment, Not Investment Related, 359 AVE San Claudio, San Juan, PR, 00926, United States, Entertainment, Owner,3/1/2025,0 hours per month,0 hours per month during trading hours, Compensation: Ownership Profits or Losses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-02
S63 Uniform Securities Agent State Law Examination 2017-02-03
  • S65 Uniform Investment Adviser Law Examination
    2017-03-02
  • S63 Uniform Securities Agent State Law Examination
    2017-02-03

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