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300 West 6Th Street Suite 1550, Austin, TX 78701-4666 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2020-07-15 |
Branch Locations
300 West 6Th Street Suite 1550, Austin, TX 78701-4666 • United States
1369 Ashford Ave Ac Hotel Mezzanine Level, San Juan, PR 00907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Herbert J. Sims & Co. Inc | Guaynabo | PR | 11/2016 | 08/2019 |
| Diageo Plc | Boston | MA | 05/2013 | 10/2016 |
| Stonecrest Capital Markets, Inc. | Austin | TX | 08/2019 | Present |
| Herbert J. Sims Capital Management, Inc. | Guaynabo | PR | 03/2017 | 08/2019 |
| Stonecrest Advisors, Inc. | San Juan | PR | 06/2020 | Present |
| Stonecrest Partners | San Juan | PR | 08/2019 | Present |
1.Prime Realty Group; Investment related: No; Address: Estancias de Torrimar Reina de las Flores 17 Guaynabo PR 00966; Nature: Real Estate; Position: Real Estate Agent; Start Date: 06/2018; Hours/month: 10-15; During Trading Hours: 0; Duties: Assist clients with purchase of residence. 2. Stonecrest Partners of Puerto Rico; Investment related: No; Address: 1369 Ashford Ave San Juan, PR 00907; Nature: Insurance Agency; Position: Insurance Agent; Start Date: 11/2019; Hours/month: Varies; During Trading Hours: Varies; Duties: Insurance Agent. 3. AC Warehouse LLC: Investment related: No; Address: Urb. Summit Hills 631 C/ Hillside San Juan PR 00920; Nature: Sale of Air Conditioning Units; Position: Sales Consultant; Start Date: 03/2022; Hours/month: 30; During Trading Hours: 0; Duties: Assist in the Sales process and obtain referrals. 4. Cupey Bowling & Entertainment, Not Investment Related, 359 AVE San Claudio, San Juan, PR, 00926, United States, Entertainment, Owner,3/1/2025,0 hours per month,0 hours per month during trading hours, Compensation: Ownership Profits or Losses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-03 |
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