Best Investors
Account
Sign in
Best Investors
Account
Sign in
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-03 |
| CA | RA | APPROVED | 2014-08-05 |
Branch Locations
515 Marin Street Suite 408, Thousand Oaks, CA 91360 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Agoura Hills | CA | 05/2011 | Present |
| Transamerica Financial Advisors, Inc | Agoura Hills | CA | 06/2014 | Present |
| Coppa Law Group | Thousand Oaks | CA | 10/2010 | Present |
| The Financial Firm, Inc. | Thousand Oaks | CA | 02/2007 | Present |
| Jma Properties, Inc. | San Francisco | CA | 07/2012 | 08/2023 |
| Tovi Realty, Inc. | Westlake Village | CA | 12/2016 | 03/2017 |
| Finance Of America Sba Skyline Home Loan | Westlake Village | CA | 07/2018 | 04/2020 |
| American Family Life Assurance Company (Aflac) | Los Angeles | CA | 07/2018 | 07/2019 |
| Mortgage Capital Partners | Beverly Hills | CA | 08/2017 | 07/2018 |
| C2 Financial Corp | Newbury Park | CA | 06/2020 | Present |
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." The Financial Firm, Inc. / 0207-Present / Investment Related: No / 354 Capitan St. Newbury Park, Ca 91320 / President / Consultation and business and individual lending including real estate lending and real estate consultation services/ Hrs Work Monthly: 5 / Sec Trading Hrs: 0 / Real Estate lending; real estate broker activities business consulting. Coppa Law Group/Investment Related - No/50 W. Hillcrest Drive, Suite 224, Thousand Oaks, Ca 91360/Law/President/Lawyer/11.2010/120/120/Lawyer C2 Financial Corp / 0620-Present / Investment Related: No / 354 Capitan St. Newbury Park, CA 91320 / Mortgage Laon Originator/ Mortgage Broker / Hrs Work Monthly: 10 / Sec Trading Hrs: 1 / Mortgage Brokering THE FINANCIAL FIRM, INC. POSITION: PRESIDENT/BROKER NATURE: Real Estate Consulting, Mortgage Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2007 ADDRESS: 4709 Paseo Maravilla, Camarillo CA 93012, United States DESCRIPTION: There are not daily activities in this OBA. As needed to provide real estate consulting using my real estate and mortgage broker licenses
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-25 |
Reach out to this advisor