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Julie Easterly

Wells Fargo Clearing Services, LLC

Oklahoma City, OK

CRD 5975588

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-11
  • TX RA
    APPROVED_RES
    Since 2013-06-11

Branch Locations

211 N Robinson Ave Ste N1600 One Leadership Square, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Oklahoma City OK 09/2011 11/2016
Wells Fargo Clearing Services, Llc Oklahoma City OK 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-06-02
  • S63 Uniform Securities Agent State Law Examination
    2013-06-02
Other Names
  • Julie Goerke
  • Julie Ashby

View on SEC IAPD

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