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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-05-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbtis | Charlotte | NC | 09/2011 | 12/2019 |
| Bb&T Bank | Asheville | NC | 09/2011 | 01/2019 |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | 12/2019 |
| Bb&T | Asheville | NC | 01/2019 | 12/2019 |
| Infinex Investments, Inc. | Meriden | CT | 04/2020 | Present |
| Unemployed | Biltmore Lake | NC | 01/2020 | 03/2020 |
| Hometrust Bank | S | NC | 04/2020 | Present |
1.)CHILDREN'S FIRST/COMMUNITIES IN SCHOOLS POSITION: FINANCE COMMITTEE MEMBER NATURE: I SERVE ON THE FINANCE COMMITTEE FOR THIS ORGANIZATION. INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2014 ADDRESS: 50 SOUTH FRENCH BROAD AVE, SUITE 246, ASHEVILLE NC 28801 DESCRIPTION: CHILDREN FIRST/COMMUNITIES IN SCHOOLS IS A LOCAL NON-PROFIT COMMITTED TO ADVOCATING AND EMPOWERING CHILDREN AND FAMILIES LIVING IN POVERTY. 2.) HomeTrust bank. Banking. yes, Investment related. Started March 2020. VP - Director of professional Banking and Investment services. Approx 200 hours per month. approx 136 during trading hours. 3.) RiverLink. Not investment related. Started Jan 2020. Approx 5 hours per month. Board treasurer. promotes environmental and economic vitality of the french Broad river.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-28 |
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