Shawn Glasgow

Current Employers

Employment History

• 05/2015 → 06/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Auburn Hills, MI
• 01/2018 → 06/2022
  Bank Of America, N.A.
  Auburn Hills, MI
• 06/2022 → Present
  Kestra Investment Services Llc
  Auburn Hills, MI
• 06/2022 → Present
  Kestra Private Wealth Services, Llc
  Auburn Hills, MI

Previous Registrations

• 2018-02-05 → 2022-06-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Auburn Hills, MI
  West Bloomfield, MI
  West Bloomfield, MI
  Lapeer, MI

Other Businesses

Name: CITY OF LAPEER - NOT INVESTMENT RELATED POSITION: FIREFIGHTER START DATE: 5/2008 5 HOURS DEVOTED PER MONTH DUTIES: WHEN I AM AVAILABLE IF MY PAGER GOES OFF I WOULD HELP IN FIREFIGHTING ACTIVITIES. Name: POLARIS PRIVATE WEALTH LLC POSITION: managing partner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/21/2022 ADDRESS: 3250 Auburn Rd, Suite 102, Auburn Hills MI 48326 DESCRIPTION: advise Clients on financial issues Name: GLASGOW CAPITAL INC POSITION: owner NATURE: Pass though INVESTMENT RELATED: No # OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/15/2022 ADDRESS: 3250 Auburn Rd, Suite 108, Auburn Hills MI 48326 DESCRIPTION: Pass through Name: SHAWN GLASGOW POSITION: No relationship NATURE: payroll referral INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2026 ADDRESS: 340 East Big Beaver, Troy MI 48083, United States DESCRIPTION: No obligations. Just providing a name or referral.

Exams

• S66 Uniform Combined State Law Examination
  2018-02-02

Other Names

• Shawn Glasgow
• Shawn Kelly Glasgow