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6721 Academy Rd. Ne Suite B, Albuquerque, NM 87109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-23 |
| FL | RA | APPROVED | 2025-06-23 |
| TX | RA | APPROVED | 2016-03-07 |
| NM | RA | APPROVED | 2016-02-18 |
Branch Locations
6721 Academy Rd. Ne Suite B, Albuquerque, NM 87109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foothill Securities Inc | Mountain View | CA | 12/2009 | 10/2016 |
| Comanche Creek Brewing Company, Llc | Eagle Nest | NM | 07/2009 | Present |
| Cross State Financial Group, Llc. | Albuquerque | NM | 12/2015 | Present |
| Crown Capital Securities, Lp | Orange | CA | 10/2016 | 12/2019 |
| Cross State Tax & Financial, Llc | Albuquerque | NM | 02/2022 | Present |
1)COMANCHE CREEK BREWING COMPANY, LLC; EAGLE NEST, NM; MICROBREWERY; NON-INVESTMENT RELATED; PARTNER; START DATE 07/01/2009; 8 HOURS PER MONTH; 0 HOURS DURING TRADING; LIMITED PARTNER: 2.5% OWNER OF THIS FAMILY-OWNED BUSINESS. LIMITED PARTNERS ARE CONSULTED ON BUSINESS AND PRODUCT DEVELOPMENT. ALL PROFITS ARE BEING RE-INVESTED IN EQUIPMENT PURCHASES AND BUSINESS DEVELOPMENT. MY HUSBAND ALSO OWNS 2.5% OF THIS LLC; HIS BROTHER IS THE FOUNDER OF THE COMPANY AND THE BEER LINE. 2) INSURANCE AGENT; INVESTMENT REALTED; INSURANCE SALES (HEALTH & LIFE); START DATE: 6/11/20; 20 HRS/MTH 0 DURING TRADING. 3) CROSS STATE TAX & FINANCIAL, LLC; INVESTMENT RELATED; MANAGING MEMBER; START DATE: 02/2022; 32 HRS/MTH DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-22 |
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