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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-08-11
  • MN RA
    APPROVED
    Since 2020-08-11

Branch Locations

300 14Th Ave Ne, Minneapolis, MN 55413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 04/2016 Present
  • 04/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Other Businesses

1. NESSER & NESSER FINANCIAL GROUP, 300 14TH AVE NE, MINNEAPOLIS, MN 10/2017 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 1/TRADING. 2. NESSER & NESSER FINANCIAL GROUP, 300 14TH AVE NE, MINNEAPOLIS, MN, 06/2019. NOTARY PUBLIC. NIR-2/YR-2/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 08/11/20 4. NESSER & NESSER FINANCIAL GROUP, 300 14th Ave NE, Minneapolis MN 55413, United States, 04/08/2016, W2 Employee, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-09
S63 Uniform Securities Agent State Law Examination 2018-02-27
  • S65 Uniform Investment Adviser Law Examination
    2019-01-09
  • S63 Uniform Securities Agent State Law Examination
    2018-02-27

View on SEC IAPD

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