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Current Employers
United Capital Management Of Kansas, Inc.

227 North Santa Fe, Salina, KS 67401 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APP_PEND_IARCE 2026-01-01
KS RA APPROVED 2016-11-14
  • NE RA
    APP_PEND_IARCE
    Since 2026-01-01
  • KS RA
    APPROVED
    Since 2016-11-14

Branch Locations

227 North Santa Fe, Salina, KS 67401 • United States

1108 7Th Street, Alma, NE 68920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Alma NE 11/2011 11/2016
United Capital Management Of Kansas, Inc. Alma NE 11/2016 Present
Stonex Securities Inc. Alma NE 11/2016 Present
United Capital Insurance Alma NE 11/2016 Present
  • 11/2011 → 11/2016
    Waddell & Reed, Inc.
    Alma, NE
  • 11/2016 → Present
    Alma, NE
  • 11/2016 → Present
    Stonex Securities Inc.
    Alma, NE
  • 11/2016 → Present
    United Capital Insurance
    Alma, NE
Previous Registrations
  • 2012-03-28 → 2016-11-10
    Waddell & Reed
    Savage, MN
    Alma, NE
    Fairbury, NE
Other Businesses

1)Alma Development Corp n/a Promotes businesses to move to Alma, NE Not Investment Related Member 12/1/2015 30 min spent per month 30 min spent during market hours 2)Alma Chamber of Commerce 812 Main, Alma, NE 68920 Local Chamber/Attend monthly meetings Not Investment Related Vice President 1 hour spent per month 1 hour spent during market hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-21
  • S66 Uniform Combined State Law Examination
    2012-03-21

View on SEC IAPD

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