Inactive

Devin William Ploesser

Saint Louis, MO

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Current Employers

Plancorp, Llc

540 Maryville Centre Drive Suite 105, Saint Louis, MO 63141-5829 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-08-14
MO	RA	APPROVED	2024-08-13

TX RA
APPROVED_RES

Since 2024-08-14
MO RA
APPROVED

Since 2024-08-13

Branch Locations

540 Maryville Centre Drive Suite 105, Saint Louis, MO 63141-5829 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	Mission Viejo	CA	06/2015	08/2018
Wells Fargo Clearing Services, Llc	Irvine	CA	08/2018	11/2021
Wells Fargo Clearing Services	St. Louis	MO	02/2022	07/2024
Plancorp, Llc	Saint Louis	MO	07/2024	Present

06/2015 → 08/2018

U.S. Bancorp Investments, Inc.

Mission Viejo, CA
08/2018 → 11/2021

Wells Fargo Clearing Services, Llc

Irvine, CA
02/2022 → 07/2024

Wells Fargo Clearing Services

St. Louis, MO
07/2024 → Present

Plancorp, Llc

Saint Louis, MO

Previous Registrations

2022-03-11 → 2024-07-10

Wells Fargo Clearing Services, Llc

St. Louis, MO
2018-08-03 → 2021-11-18

Wells Fargo Clearing Services, Llc

Irvine, CA

Laguna Niguel, CA

Irvine, CA

Mission Viejo, CA
2015-06-30 → 2018-08-09

U.S. Bancorp Investments, Inc.

Laguna Niguel, CA

Laguna Niguel, CA

Laguna Beach, CA

Mission Viejo, CA
2012-01-03 → 2015-06-08

Edward Jones

Festus, MO

St Louis, MO

Imperial, MO

Arnold, MO

De Soto, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-11-04

S66 Uniform Combined State Law Examination

2011-11-04

Other Names

Devin W Ploesser
Devin William Ploesser
Devin Ploesser

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC

CLARIS ADVISORS, LLC

M HOLDINGS SECURITIES, INC.

UMB FINANCIAL SERVICES, INC.

KEB WEALTH ADVISORS

LARSON FINANCIAL GROUP, LLC

Other Investors

James Edward Phelps

JOANN MICHELLE JOLLY

KRISTIE LYNN DANIEL

CHRISTOPHER Jordan HOOKER

BETH ANN ANDERSON

CAROLYN SMITH LINK

CRAIG WILLIAM MARKHAM

Other Offices

&PARTNERS · Saint Louis, MO

CETERA INVESTMENT ADVISERS LLC · ST LOUIS, MO

CLARIS ADVISORS, LLC · ST. LOUIS, MO

MORGAN STANLEY · St. Louis, MO

M HOLDINGS SECURITIES, INC. · ST. LOUIS, MO

UMB FINANCIAL SERVICES, INC. · ST. LOUIS, MO

KEB WEALTH ADVISORS · ST. LOUIS, MO

KEB WEALTH ADVISORS · ST. LOUIS, MO

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