Andrew Mau

Current Employers

Employment History

• 08/2011 → 01/2023
  Lionheart Financial Ltd
  Mokena, IL
• 09/2014 → 06/2020
  Voya Financial Advisors
  Mokena, IL
• 06/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2014-04-30 → 2020-06-30
  Voya Financial Advisors, Inc.
  Chicago, IL
  Cedar Rapids, IA
  Mokena, IL
  Des Moines, IA
  Oak Brook, IL
  Chicago, IL
  Hiawatha, IA
  Oak Brook, IL
  Norwalk, IA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING, 06/2020 2) ANDREW T MAU, 18700 WOLF RD SUITE 211 MOKENA IL, 01/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 40 HR/MO 40 HR/MO TRADING 3) BNI POWER REFERRAL PARTNERS, via Zoom CHICAGO IL, NETWORKING GROUP, 04/2013, NIR, BOARD MEMBER, ATTEND WEEKLY MEETINGS FOR NETWORKING, 8HR/MO 0HR/MO TRADING 4) ASCEND WEALTH PLANNING, 18700 WOLF RD SUITE 211 MOKENA IL, 01/2023, OWNER, DBA, INV REL, 40 HR/MO 40 HR/MO TRADING 5) ATM FINANCIAL PLANNING LLC, 544 NORTH MILWUAKEE AVENUE #303 CHICAGO IL, 01/2023, OWNER, BUSINESS, NIR, 40 HR/MO 40 HR/MO TRADING 6) ASCEND PLANNING NETWORK LLC, 18700 WOLF RD SUITE 211 MOKENA IL, 01/2024, OWNER, LLC FOR PAYROLL & RENT PURPOSES, NIR, 8 HR/MO 0 HR/MO TRADING 7) ASCEND INSURANCE PLANNING GROUP, 18700 Wolf Rd, Suite 211, Mokena IL 60448, United States, 10/10/2024, Owner, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 6 HR/MO TRADING 8) ANDREW T MAU, 18700 Wolf Rd, Suite 211, Mokena IL 60448, United States, 06/06/2023, Agent, Notary, NIR, 0 HR/MO - 0 HR/MO TRADING 9) ASCEND WEALTH PLANNING NETWORK HOLDINGS, LLC, 18700 Wolf Rd, Suite 211, Mokena IL 60448, United States, 03/30/2026, Founder, Owner/Partner of a Business Entity, NIR, 4 HR/MO - 4 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-26
• S63 Uniform Securities Agent State Law Examination
  2012-02-29

Designations