Drew R Carter

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 01/2019
  Jp Morgan Securities Llc
  Noblesville, IN
• 04/2019 → 09/2020
  The Huntington Investment Company
  Danville, IN
• 09/2020 → 07/2022
  Pnc Investment
  St. Charles, MO
• 11/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saint Louis, MO
• 08/2022 → 11/2022
  Unemployed
  Chesterfield, MO
• 01/2023 → Present
  Bank Of America, N.A.
  Saint Louis, MO

Previous Registrations

• 2020-09-10 → 2022-07-11
  Pnc Wealth Management Llc
  St Charles, MO
  O'FAllon, MO
  Wentzville, MO
  St. Louis, MO
  East O' Fallon, MO
  St. Charles, MO
• 2019-04-04 → 2020-09-10
  The Huntington Investment Company
  Indianapolis, IN
  Danville, IN
• 2014-08-25 → 2019-02-05
  J.P. Morgan Securities Llc
  Noblesville, IN
  Noblesville, IN
• 2012-05-09 → 2014-08-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frontenac, MO

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-05-07
• S63 Uniform Securities Agent State Law Examination
  2012-04-19

Other Names

• Drew Robert Carter
• Drew R Carter
• Drew Carter