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Nicholas James Carini

Iams Wealth Management, LLC

Omaha, NE

Hammonton, NJ

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Current Employers
Iams Wealth Management, Llc

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-21
FL RA APPROVED 2025-03-26
TX RA APPROVED_RES 2025-01-02
PA RA APPROVED 2021-11-12
NJ RA APPROVED 2018-05-02
  • NC RA
    APPROVED
    Since 2026-05-21
  • FL RA
    APPROVED
    Since 2025-03-26
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • PA RA
    APPROVED
    Since 2021-11-12
  • NJ RA
    APPROVED
    Since 2018-05-02

Branch Locations

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

527 12Th Street, Hammonton, NJ 08037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carini Financial Hammonton NJ 05/2013 Present
Foresters Equity Services San Diego CA 09/2014 04/2018
Iams Wealth Management, Llc Elkhorn NE 04/2018 Present
  • 05/2013 → Present
    Carini Financial
    Hammonton, NJ
  • 09/2014 → 04/2018
    Foresters Equity Services
    San Diego, CA
  • 04/2018 → Present
    Iams Wealth Management, Llc
    Elkhorn, NE
Previous Registrations
  • 2015-05-07 → 2018-04-26
    Foresters Equity Services, Inc.
    Turnersville, NJ
    San Diego, CA
    Dallas, TX
    Turnersville, NJ
    Turnersville, NJ
    Marlton, NJ
Other Businesses

DBA: CARINI FINANCIAL, INVESTMENT RELATED: YES, 527 12th St., Hammonton, NJ 08037, SALES ASSOCIATE, START DATE: 07/01/2010, 40+ HRS/WK, R&D STRATEGIES FOR INS & ANNUITY PLANNING; HAWK REALTY, LLC. 01/01/2021. NON-INVESTMENT RELATED, REAL ESTATE FIRM, OWNER, 5HRS/WK, 0 DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-13
  • S66 Uniform Combined State Law Examination
    2015-04-13

View on SEC IAPD

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