Nicholas James Carini

Employer firm

Iams Wealth Management, LLC CRD 286085

$397M regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  Carini Financial
  Hammonton, NJ
• 09/2014 → 04/2018
  Foresters Equity Services
  San Diego, CA
• 04/2018 → Present
  Iams Wealth Management, Llc
  Elkhorn, NE

Previous Registrations

• 2015-05-07 → 2018-04-26
  Foresters Equity Services, Inc.
  Turnersville, NJ
  San Diego, CA
  Dallas, TX
  Turnersville, NJ
  Turnersville, NJ
  Marlton, NJ

Other Businesses

DBA: CARINI FINANCIAL, INVESTMENT RELATED: YES, 527 12th St., Hammonton, NJ 08037, SALES ASSOCIATE, START DATE: 07/01/2010, 40+ HRS/WK, R&D STRATEGIES FOR INS & ANNUITY PLANNING; HAWK REALTY, LLC. 01/01/2021. NON-INVESTMENT RELATED, REAL ESTATE FIRM, OWNER, 5HRS/WK, 0 DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2015-04-13